Banking & Securities - Maina Ngaruiya

Introduction to banking & securities

At Maina Ngaruiya and Co. Advocates, we provide specialized legal services in Banking and Securities Law, offering comprehensive support to financial institutions, businesses, and individuals. We understand the complexities involved in the financial sector and offer tailored legal solutions to help our clients navigate the regulatory landscape, manage risks, and achieve their financial objectives. Whether you need assistance with loan agreements, securities transactions, or regulatory compliance, our team is dedicated to ensuring that your interests are protected and that all transactions are handled efficiently.

Our services in banking and securities extend to both local and international markets. We assist clients with structuring deals, securing financing, and managing investment risks, providing clear legal guidance every step of the way. With a focus on compliance, transparency, and strategic advice, we are well-positioned to handle the legal intricacies of the financial industry.

We Cover

Loan Documentation and Financing Agreements

We draft and review loan agreements and other financing documents, ensuring that terms are clear, enforceable, and aligned with regulatory requirements to protect both lenders and borrowers.

Securities Regulation and Compliance

Our team assists clients in navigating the complex regulatory framework governing securities, helping businesses comply with stock exchange rules, securities laws, and reporting obligations.

Investment Structuring and Management

We provide legal guidance in structuring and managing investments, including bonds, equities, and other financial instruments, ensuring that your investment strategies are legally sound and well-executed.

Banking Disputes and Resolution

We represent clients in disputes involving banking transactions, loan defaults, securities fraud, and regulatory breaches, offering legal strategies that resolve conflicts efficiently while minimizing financial risk.

All Practice Areas